Chris Daw KC is a highly trusted adviser to corporate clients, providing expert guidance to help companies navigate complex criminal law, financial crime, sanctions, and regulatory challenges, within their risk portfolio.
His strategic insights and thorough understanding of the regulatory landscape make him an invaluable asset for businesses seeking proactive legal support in high-stakes matters.
Key Areas Include:
Regulation and Compliance: Chris is frequently instructed to assess legal risks and compliance obligations across sensitive sectors, including financial services, foreign exchange (FOREX), and money transfer. With his guidance, businesses gain a clear understanding of their regulatory responsibilities and can implement robust frameworks to mitigate potential risks.
Pre-Charge Investigation Strategy: When a corporate client comes under investigation by regulatory bodies (the police, NCA, HMRC, or the Serious Fraud Office), Chris provides immediate and strategic advice to manage the situation. His tactical expertise helps clients shape their response from the earliest stages of investigation, often reducing exposure and safeguarding the company’s reputation.
Advising Investors on Market and Commercial Risks: Hedge funds, investment banks, and venture capital funds consult Chris for insights into the risks associated with criminal or regulatory investigations involving public and private companies. His advice enables investors to make informed decisions, minimising exposure and maintaining market confidence in high-value investments.